The Specialist, Internal Audit is responsible for contributing to the development, implementation and effectiveness of our overall internal audit framework. Partnering with staff and management, this role will also contribute to the design, implementation and evidencing of our internal control environment.
Key Functions
- Participate in the continuous development of our culture of risk management, internal control and regulatory compliance through the development and implementation of its internal audit and internal control programs (including verifying that internal controls are designed and effective to achieve compliance with prevailing rules and regulations as well as the maintenance of documentation to support the completion of the review and the corrective measures taken).
- Lead the annual SOC Type II, ISO 27001 and other assessment, audit and report processes.
- Participate in the development, documentation, and dissemination of our supervisory procedures and compliance/information security controls with applicable rules and regulations.
- Work with the Security, Risk & Compliance team in the overall design and implementation of its Information Security, Risk and Compliance program for the continuous protection of our corporate and information assets.
- Remain current on regulatory issues and changes in the securities laws through regular review of appropriate publications to determine impact to our business and its processes and procedures.
- Collaborate with all internal stakeholders to effectively ensure internal control programs are understood and enforced.
- Minimum 3 years of experience in risk management, cyber security, internal control, or relevant experience in the financial services and/or technology industry.
- Proven track record of project management and delivering high quality results.
- Experience with information security programs within the financial services industry.
- Excellent analytical skills including the ability to identify issues and to design appropriate solutions.
- Excellent interpersonal, presentation and communication skills.
- Ability to simultaneously manage multiple projects.
- Experience designing, implementing, testing and evidencing internal controls
- Experience working in the financial services industry
location: CARY, North Carolina
job type: Permanent
salary: $90,000 - 100,000 per year
work hours: 9am to 6pm
education: Bachelors
responsibilities:
The Specialist, Internal Audit is responsible for contributing to the development, implementation and effectiveness of our overall internal audit framework. Partnering with staff and management, this role will also contribute to the design, implementation and evidencing of our internal control environment.
Key Functions
- Participate in the continuous development of our culture of risk management, internal control and regulatory compliance through the development and implementation of its internal audit and internal control programs (including verifying that internal controls are designed and effective to achieve compliance with prevailing rules and regulations as well as the maintenance of documentation to support the completion of the review and the corrective measures taken).
- Lead the annual SOC Type II, ISO 27001 and other assessment, audit and report processes.
- Participate in the development, documentation, and dissemination of our supervisory procedures and compliance/information security controls with applicable rules and regulations.
- Work with the Security, Risk & Compliance team in the overall design and implementation of its Information Security, Risk and Compliance program for the continuous protection of our corporate and information assets.
- Remain current on regulatory issues and changes in the securities laws through regular review of appropriate publications to determine impact to our business and its processes and procedures.
- Collaborate with all internal stakeholders to effectively ensure internal control programs are understood and enforced.
- Minimum 3 years of experience in risk management, cyber security, internal control, or relevant experience in the financial services and/or technology industry.
- Proven track record of project management and delivering high quality results.
- Experience with information security programs within the financial services industry.
- Excellent analytical skills including the ability to identify issues and to design appropriate solutions.
- Excellent interpersonal, presentation and communication skills.
- Ability to simultaneously manage multiple projects.
- Experience designing, implementing, testing and evidencing internal controls
- Experience working in the financial services industry
qualifications:
- Experience level: Experienced
- Minimum 3 years of experience
- Education: Bachelors (required)
skills:
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
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