GENERAL SUMMARY
The Senior IT Auditor will perform an important role in leading and performing IT Application, IT Integrated and IT SOX audits as well as projects under the direction of IT audit management. The Senior IT Auditor will be responsible for assisting Internal Audit management with project planning, execution, and reporting.
ESSENTIAL FUNCTIONS
- Under the direction of IT Audit management, lead the planning, testing and reporting for IT Applications, IT Integrated, and IT SOX audits in accordance with professional and department standards.
- Lead the audit process from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide periodic project updates to management.
- Demonstrate experience in IT application controls, business process control reviews, systems development / project reviews and IT general computer controls.
- Review work performed by other team members, where applicable, and provide guidance to ensure conclusions are properly supported and work product meets department guidelines.
- Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management in a timely manner.
- Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.
- Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the Bank.
- Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the Bank and industry.
- May participate in various key management committees, acting in an advisory capacity.
- Identify opportunities for, and participate in approved special projects, investigations or other significant business issues.
QUALIFICATIONS
- Bachelor's degree in Accounting, Finance or related field is required
- At least 5 years related work experience, including at least 2 years of internal or external audit supervisory experience in a Bank or Financial Services industry required.
- Familiarity with one or more of the following areas is highly desirable:
- IP networks infrastructure (network topology, switches, routers, firewalls, intrusion detection / prevention)
- Windows active directory (policies, structure, elements)
- Databases (SQL, Oracle, DB2, monitoring tools)
- Mobile technologies (data leakage prevention, BYOD security)
- Cloud Computing
- Standards / Frameworks (CoBIT 5, ITIL, ISO 15504, ISO 20000, ISO 27000, ISO 31000, ISO 38500, NIST series 800 guidance)
- Knowledge and understanding of Information Technology operating systems including mainframe, MS Windows, UNIX, and Linux.
- IP networks infrastructure (network topology, switches, routers, firewalls, intrusion detection / prevention)
- Ability to work independently and with others.
- Knowledgeable about the financial industry and related markets, related regulatory bodies, and current industry events and trends
- Deep understanding of risk assessment, audit methodology, and IT audit execution
- strong time management and organizational skills including the ability to manage multiple projects and competing priorities.
- Ability to exercise sound judgment in the execution of assignments and communication with others.
- Excellent verbal and written communication skills; interpersonal and presentation skills - ability to work closely and collaboratively with people at all levels in the department and within the organization.
- strong analytical thinker and detail oriented with the ability to proactively identify issues and assist in resolution.
- Excellent computer skills, Proficient in Microsoft Office Products (i.e. Excel, PowerPoint, Word, etc.).
- CISA, CIA, CISM, CISSP or other relevant professional certification highly desirable
- Additional qualifications, such as CFE, CAMS also preferred
$90,000.00 - $115,000.00 / year
Pay determined based on job-related knowledge, skills, experience, and location.
On-site once a month in El Monte, CA
We offer full-time employees a competitive benefits package which is a significant part of their total compensation. It is our goal to provide employees with a comprehensive benefits package to fit their needs which includes, coverage for medical insurance, dental insurance, vision insurance, life insurance, long-term disability insurance, and flexible spending accounts (FSAs), health saving account (HSA) with company contributions, voluntary coverages, and 401(k).
location: EL MONTE, California
job type: Permanent
salary: $90,000 - 115,000 per year
work hours: 8am to 5pm
education: Bachelors
responsibilities:
ESSENTIAL FUNCTIONS
- Under the direction of IT Audit management, lead the planning, testing and reporting for IT Applications, IT Integrated, and IT SOX audits in accordance with professional and department standards.
- Lead the audit process from start to finish, including planning and audit execution according to a risk-based approach, recommending internal control improvements (including operational enhancements or efficiencies) and preparing audit reports. Effectively manage audit budget and deadlines. Provide periodic project updates to management.
- Demonstrate experience in IT application controls, business process control reviews, systems development / project reviews and IT general computer controls.
- Review work performed by other team members, where applicable, and provide guidance to ensure conclusions are properly supported and work product meets department guidelines.
- Ensure assignments are completed within established time frames and that delays/issues/concerns are communicated to Internal Audit management in a timely manner.
- Partner with process owners to promote and support a culture of continuous process improvement and efficiency driving toward standardized practices.
- Stay abreast of audit and accounting standards and emerging issues in the areas applicable to the Bank.
- Obtain and maintain a general understanding of business activities, objectives, applicable laws, regulations, and associated risks to the Bank and industry.
- May participate in various key management committees, acting in an advisory capacity.
- Identify opportunities for, and participate in approved special projects, investigations or other significant business issues.
qualifications:
- Experience level: Experienced
- Minimum 5 years of experience
- Education: Bachelors (required)
skills:
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.
At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact HRsupport@randstadusa.com.
Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).
Qualified applicants in San Francisco with criminal histories will be considered for employment in accordance with the San Francisco Fair Chance Ordinance.
We will consider for employment all qualified Applicants, including those with criminal histories, in a manner consistent with the requirements of applicable state and local laws, including the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance.
For certain assignments, Covid-19 vaccination and/or testing may be required by Randstad's client or applicable federal mandate, subject to approved medical or religious accommodations. Carefully review the job posting for details on vaccine/testing requirements or ask your Randstad representative for more information.
