KYC Analyst 1

  • location: Pittsburgh, PA
  • type: Contract
  • salary: $23 per hour
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job description

KYC Analyst 1

job summary:
KYC Analyst

Qualified candidate will help to coordinate and track periodic updates to client KYC files. The KYC Analyst will interface with relationship teams from across the enterprise to verify that KYC information for their clients is current and complete. This position provides an excellent opportunity to play an integral role in facilitating compliance with KYC regulations for a global and diverse client base that includes domestic and international Introducing Firms, Registered Investment Advisors, hedge funds and other financial institutions.

Primary Responsibilities: Implement a risk based periodic KYC review schedule; Track and escalate incomplete KYC reviews; Test KYC files for to make sure they are current and complete; Ensure that KYC files are in compliance with company policy; Assist with firm-wide project to develop online centralized document storage; Assist with firm-wide initiative to migrate KYC files to a new online platform; Provide training and education to business unit; and Liaise with Compliance and Legal departments and senior management.

Skills Desired: The position requires excellent organizational, written and verbal communication skills and a strong customer-service orientation in addition to the following; Undergraduate degree preferred, but not required if the candidate has previous experience; Minimum 5 years of relevant experience preferred; Compliance/Anti-Money Laundering experience preferred (e.g., KYC, Customer Identification, or Audit experience); Working knowledge of Introducing Broker Dealers and FINRA regulations; Working knowledge of Registered Investment Advisors, the Investment Company Act of 1940 and SEC Investment Advisor disclosure requirements; Working knowledge of non-U.S.-securities regulations (e.g., the Financial Services Authority); Excellent project management, interpersonal and analytical skills; Detail-oriented with the ability to work under pressure and within tight deadlines; Ability to work independently and in a team environment; and Strong work ethic.

 
location: Pittsburgh, Pennsylvania
job type: Contract
work hours: 8 to 5
education: Bachelor's degree
experience: 4 Years
 
responsibilities:
Primary Responsibilities: Implement a risk based periodic KYC review schedule; Track and escalate incomplete KYC reviews; Test KYC files for to make sure they are current and complete; Ensure that KYC files are in compliance with company policy; Assist with firm-wide project to develop online centralized document storage; Assist with firm-wide initiative to migrate KYC files to a new online platform; Provide training and education to business unit; and Liaise with Compliance and Legal departments and senior management.

 
qualifications:
Skills Desired: The position requires excellent organizational, written and verbal communication skills and a strong customer-service orientation in addition to the following; Undergraduate degree preferred, but not required if the candidate has previous experience; Minimum 5 years of relevant experience preferred; Compliance/Anti-Money Laundering experience preferred (e.g., KYC, Customer Identification, or Audit experience); Working knowledge of Introducing Broker Dealers and FINRA regulations; Working knowledge of Registered Investment Advisors, the Investment Company Act of 1940 and SEC Investment Advisor disclosure requirements; Working knowledge of non-U.S.-securities regulations (e.g., the Financial Services Authority); Excellent project management, interpersonal and analytical skills; Detail-oriented with the ability to work under pressure and within tight deadlines; Ability to work independently and in a team environment; and Strong work ethic.

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skills: Compliance
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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