Compliance Consultant

  • location: Charlotte, NC
  • type: Contract
  • salary: $45 - $50 per hour
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job description

Compliance Consultant

job summary:


Compliance Consultant

Randstad is looking for someone with strong audit or compliance testing skills. The ideal candidate would have knowledge of Fiduciary/Regulation 9, ERISA, and/or operational processes within the Retirement services industry. This person would be performing compliance testing.


 
location: Charlotte, North Carolina
job type: Contract
salary: $45 - 50 per hour
work hours: 9 to 5
education: Unknown
experience: 0 Years
 
responsibilities:
Primary Responsibilities

  • Develop, implement and monitor risk-based compliance testing programs to assure compliance with federal, state, agency, legal and regulatory requirements.
  • Design compliance evaluation strategies and methodologies;
  • Evaluate the adequacy and effectiveness of policies, procedures, processes, and internal controls.
  • Work with complex business units and provide compliance risk expertise and consulting for testing programs with high risk to identify and mitigate regulatory and company policy risk in business activities.
  • Consult with business to develop corrective action plans and effectively manage change to ensure regulatory and policy compliance.
  • Manage and/or coordinate production of periodic compliance performance reports for management, including recommended remediation strategies.
 
qualifications:
Position Qualifications:

  • 5+ years in a Risk, Audit or Compliance background
  • Controls testing experience
 
skills: Compliance
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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