Compliance Analyst

  • location: Omaha, NE
  • type: Contract
  • salary: $24 - $27.95 per hour
easy apply

job description

Compliance Analyst

job summary:
Compliance Analyst - Omaha, NE

  • This is a contract role expected to last 6 months.
Compliance Analyst - Job Duties:

  • Communicate regulatory information to multiple departments and ensure that information is interpreted correctly.
  • Maintain documentation of compliance activities, such as complaints received or investigation outcomes.
  • File appropriate compliance reports with regulatory agencies. Conduct the internal investigation of compliance issues. Identify compliance issues that require follow-up or investigation.
  • Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required. Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
  • Discuss emerging compliance issues with management or employees. Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.
  • Advise internal management or business partners on the implementation or operation of compliance programs. Consult with corporate attorneys as necessary to address difficult legal compliance issues. Monitor compliance systems to ensure their effectiveness.
  • Prepare management reports regarding compliance operations and progress. Provide assistance to internal or external auditors in compliance reviews.
Job Requirements:

  • Verbal and written communication skills, attention to detail and interpersonal skills.
  • Ability to work independently and manage one?s time.
  • Strong knowledge of financial regulation. Ability to apply accounting and mathematical principles to work as needed. Previous experience with computer applications, such as Microsoft Word and Excel.
  • Bachelor's degree in business management, economics, finance, accounting or relevant field required. 2-4 years experience required.
Compensation: $24.00-$27.95/hr

 
location: Omaha, Nebraska
job type: Contract
salary: $24.00 - 27.95 per hour
work hours: 9 to 5
education: Bachelor's degree
experience: 2 Years
 
responsibilities:
Requirements:

Communicate regulatory information to multiple departments and ensure that information is interpreted correctly.Maintain documentation of compliance activities, such as complaints received or investigation outcomes.File appropriate compliance reports with regulatory agencies. Conduct the internal investigation of compliance issues. Identify compliance issues that require follow-up or investigation.Report violations of compliance or regulatory standards to duly authorized enforcement agencies as appropriate or required. Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.Discuss emerging compliance issues with management or employees. Keep informed regarding pending industry changes, trends, and best practices and assess the potential impact of these changes on organizational processes.Advise internal management or business partners on the implementation or operation of compliance programs. Consult with corporate attorneys as necessary to address difficult legal compliance issues. Monitor compliance systems to ensure their effectiveness.Prepare management reports regarding compliance operations and progress. Provide assistance to internal or external auditors in compliance reviews.

 
qualifications:
Qualifications:

Verbal and written communication skills, attention to detail and interpersonal skills. Ability to work independently and manage one?s time. Strong knowledge of financial regulation. Ability to apply accounting and mathematical principles to work as needed. Previous experience with computer applications, such as Microsoft Word and Excel. Bachelor's degree in business management, economics, finance, accounting or relevant field required. 2-4 years experience required.

 
skills: Compliance
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

easy apply

get jobs in your inbox.

sign up
{{returnMsg}}

related jobs

    Financial Analyst

  • location: West Des Moines, IA
  • job type: Temp to Perm
  • salary: $26 - $29 per hour
  • date posted: 7/20/2018

    Project Manager

  • location: West Des Moines, IA
  • job type: Temp to Perm
  • salary: $33 - $38 per hour
  • date posted: 8/3/2018

    Analyst

  • location: West Des Moines, IA
  • job type: Temp to Perm
  • salary: $14 - $17 per hour
  • date posted: 8/2/2018