Financial Associate

  • location: Baltimore, MD
  • type: Contract
  • salary: $16.50 per hour
easy apply

job description

Financial Associate

job summary:
Financial Associate

Job Summary

Team is responsible for providing a quality assurance check on all work conducted by the vendor TCS in pulling information requested by auditors. The team is also responsible for working with different business units in the event that the requested information cannot be attained by themselves or TCS. Additionally, the team is responsible for assessing requests sent by auditors in order to determine if it can be processed by the firm or not.

Responsibilities

  • Maintain and develop regulatory knowledge to serve as a subject matter expert and central point of contact for SEC rule 17A-13.
  • Develop and maintain effective partnerships with all stakeholders on issues related to audit confirms.
  • Manage, escalate, track and ensure resolution on issues that pose operational regulatory or reputational risk to the firm.
  • Identify and contribute to operational risk projects related to strategic business initiatives.
  • Ensures existence of mitigating controls and constantly question procedures, checklists and reports to ensure that they are current and accurate.
Qualifications

  • Bachelor's Degree in Finance, Accounting, Economics or Business Administration required
  • Detail Oriented, Excellent Communication Skills, multi-task in a fast paced environment
  • Experience in high pressure situations where tight deadlines need to be met
  • Experience dealing with high volumes of incoming mail
  • Being able to be trained remotely and a desire to learn
  • Experience with 17A13 and audit confirmations is of course preferable but not a requirement
 
location: Baltimore, Maryland
job type: Contract
work hours: 8 to 5
education: Bachelor's degree
experience: 0 Years
 
responsibilities:
Responsibilities

  • Maintain and develop regulatory knowledge to serve as a subject matter expert and central point of contact for SEC rule 17A-13.
  • Develop and maintain effective partnerships with all stakeholders on issues related to audit confirms.
  • Manage, escalate, track and ensure resolution on issues that pose operational regulatory or reputational risk to the firm.
  • Identify and contribute to operational risk projects related to strategic business initiatives.
  • Ensures existence of mitigating controls and constantly question procedures, checklists and reports to ensure that they are current and accurate.
 
qualifications:
Qualifications

  • Bachelor's Degree in Finance, Accounting, Economics or Business Administration required
  • Detail Oriented, Excellent Communication Skills, multi-task in a fast paced environment
  • Experience in high pressure situations where tight deadlines need to be met
  • Experience dealing with high volumes of incoming mail
  • Being able to be trained remotely and a desire to learn
  • Experience with 17A13 and audit confirmations is of course preferable but not a requirement
 
skills: Account Opening - Banking
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

easy apply

get jobs in your inbox.

sign up
{{returnMsg}}

related jobs

    Financial Associate

  • location: Baltimore, MD
  • job type: Contract
  • salary: $22 per hour
  • date posted: 8/23/2018

    Financial Analyst

  • location: Baltimore, MD
  • job type: Contract
  • salary: $25 per hour
  • date posted: 3/1/2018

    Financial Analyst

  • location: Baltimore, MD
  • job type: Contract
  • salary: $20.25 per hour
  • date posted: 8/22/2018