Auditor - Financial Services

  • location: Minneapolis, MN
  • type: Contract
  • salary: $45 per hour
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job description

Auditor - Financial Services

job summary:
Auditor - Financial Services - SOX

 
location: Minneapolis, Minnesota
job type: Contract
work hours: 8-5
education: Bachelor's degree
experience: 3 Years
 
responsibilities:
Responsibilities:

Plans and executes less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities, presenting objectives and results to various levels of management.

Executes on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes.

Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations.

Responsible for planning and executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.

Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas.

Presents results to various levels of client management.

Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations.

Monitors and validates Management Action Plan status.

Recommends closure of Management Action Plans when actions are complete and identified deficiency has been addressed.

Coordinates with appropriate control groups (internal and external) in planning, and executing assigned work.

Independent execution of audit and SOX work including walkthroughs (flowcharts and narratives) and detailed testing.

 
qualifications:
Requirements

BA/BS in Accounting or similar discipline

3-5 Years of Audit experience

Solid knowledge and proper application of control and audit theory.

Audit SOX Broker-Dealer/Financial Services experience preferred

 
skills: SOX, Audit-Internal
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

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