Risk Management

  • location: Dallas, TX
  • type: Contract
  • salary: $60 - $66 per hour
easy apply

job description

Risk Management

job summary:
This is a contract role.

location: Dallas, Texas
job type: Contract
salary: $60 - 66 per hour
work hours: 8 to 5
education: Bachelor's degree
experience: 10 Years
  • Well versed in risk management / safety & soundness principles for large banks/financial institutions (total assets ?$50 billion).
  • Deep understanding of bank safety & soundness standards including capital, asset quality, management, earnings, liquidity, and market risk, including Regulations O and W.
  • Reviewing the validation of enterprise risk issues to assess the appropriateness, completeness, effectiveness, and sustainability of corrective actions taken.
  • Practical experience as a consultant, banking official, or bank regulator in the enterprise risk governance framework.
  • Familiarity with the OCC, FRB, and FDIC risk management/safety & soundness examination procedures, including regulatory guidance (e.g., OCC Bulletins, FRB SR letters, FDIC FILs, etc.)
  • Familiarity with remediation or validation of regulatory mandates (MRAs, MRIAs, MRBAs, etc.) stemming from enforcement actions such as Consent Orders, Cease & Desist Orders, MOUs, etc.
  • Independent verification of remediation and / or mitigating controls, and sustainability for enterprise risk issues as defined by organization polices (Issue Management and Enterprise Risk Management policies).
  • Reviewing the validation of milestones associated with identified issues.
  • Oversee the planning and validation reviews within required timeframes and in accordance with established processes and procedures including the Independent Monitoring, Testing, and Validation Policy and Procedures.
  • Communicate the validation process, status, and results to business partners
  • Provide credible challenge and recommendations resulting from validation work to risk and business partners.
  • Facilitate an efficient and valued validation review process.
  • Validate and communicate potential issues and results of testing to the appropriate parties, including senior management.
  • Drafts the related audit issues and audit reports for issuance to respective client leadership conducting follow-up activities.
  • Evaluate the adequacy of process design, identify process risk points, and evaluate adequacy of corresponding internal controls.
  • Propose practical and value-added recommendations to address control weaknesses, gaps, and/or process inefficiencies, and document clear evidential support for findings.
  • Participate in closing meetings at the end of fieldwork and develop articulate and concise explanations for identified issues.
  • 5-10+ years of relevant work experience in compliance, risk, or audit function in large financial services institution or equivalent audit or consulting experience to include top tier firm
  • Subject matter expert knowledge in Audit theory with experience in one or more of the following areas: enterprise risk management and risk management
  • Perform audits in accordance with IIA standards and company methodology
  • Evaluate the design and operating effectiveness of internal controls and adherence to established policies, procedures, and/or regulatory guidance
Required Qualifications (Auditor in Charge)

  • 10+ years of relevant work experience in compliance, risk, or audit function in large financial services institution (total assets ? $50 billion) or equivalent audit or consulting experience to include top tier firm.
  • Demonstrated experience working in a highly regulated environment.
  • Subject matter expert knowledge in a specific area of compliance laws, regulations and regulatory expectations.
  • Manages one or more engagements, varying in complexity, and often participates in highly complex and cross-functional risk-based assurance and advisory engagements driving quality of audit work.
  • Depending on need, may also lead engagements as Auditor-In-Charge (AIC). Manages strategic initiatives and assists with the development and implementation of a risk-based audit plan.
  • Serves, and/or partners with subject matter e
skills: Regulatory Compliance - Other
Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

easy apply

get jobs in your inbox.

sign up

related jobs

    Senior Analyst (FP&A)

  • location: Dallas, TX
  • job type: Permanent
  • salary: $90,000 - $110,000 per year
  • date posted: 11/10/2020